The Modern Conception of Sovereignty:
A
Jacobin Invention
by Alain de Benoist
The question of sovereignty reappeared at the end
of the Middle Ages, when many began to ask not only what is the best possible
form of government, or what should be the purpose of the authority held by
political power, but what is the political bond that unites a people to its
government? That is to say, how ought we to define, within a political
community, the connection between those who govern and those who are
governed?
This is the question that Jean Bodin attempted to address in
his famous book, La République (The Commonwealth), which appeared in 1576. Bodin
did not invent sovereignty, but he was the first to make a conceptual analysis
and to propose a systematic formulation. The starting point for this exercise
was not an observation of the facts but a two-fold aspiration: first, Bodin’s
desire for a restoration of the social order, which had been turned upside down
by the religious wars, and second, the demand, on the part of the kings of
France, for emancipation from every form of allegiance to the emperor and the
pope. Bodin’s treatment of sovereignty would quite naturally constitute the
ideology of the territorial kingdoms, then in their infancy, which sought to
emancipate themselves from the tutelage of the Holy Roman Empire, while
consolidating the transformation of power that resulted from the king’s success
in dominating his feudal nobility.
Bodin begins by recalling, quite
correctly, that sovereignty (or majestas), which he makes the cornerstone of his
entire system, is an attribute of the power to command, which itself constitutes
one of the givens of politics. Like most authors of his time, he also declares
that a government is only strong if it is legitimate, and he underscores his
conviction that a government action must conform to a certain number of values
determined by justice and reason. He is well aware, however, that such
considerations are not enough to account for the notion of sovereign power. For
that reason, he declares that the source of power derives from the law. The
capacity for making and breaking the laws belongs to the sovereign. That is what
constitutes the hallmark of sovereignty: The power to legislate and the power to
govern are identical. The conclusion that Bodin deduces from this is radical:
Since he cannot be subjected to the decisions that he makes or to the decrees he
issues, the prince is necessarily above the law.
This is the formula that
had appeared among Roman legal experts: princeps solutus est legibus. “Those who
are sovereign,” writes Bodin, “must not be in any way subject to the commands of
others. . . . That is why the law says that the prince is absolved from the
power of the laws. . . . The laws of the prince depend only on his pure free
will.” The prince, therefore, possesses the sovereign power to impose laws that
are not binding on himself, and, to exercise this power, he has no need of the
consent of his subjects—which means that sovereignty is totally independent of
the subjects on which it imposes the law. Cardinal Richelieu would later say, in
the same spirit, that “the prince is master of legal formalities.”
By
this reason of its legislative power, continues Bodin, the supreme authority is
and can only be unique and absolute, whence his definition of sovereignty as the
“absolute and perpetual power of a commonwealth”—that is to say, as an unlimited
power in the order of human affairs. The absolute power of sovereignty lies in
the fact that the sovereign is not subject to his own laws but issues and
abrogates them as he likes. On the other hand, the ability to make laws requires
that sovereignty be absolute, because the legislative power cannot be shared.
All the rest of the sovereign’s political prerogatives stem from this initial
affirmation. Bodin deduces from this that the fundamental characteristic of
sovereignty is that it confers on the prince, who is subject to no rule beyond
his own will, the power not to be bound or dependent on anyone, his power being
neither delegated, nor temporary, nor responsible to anyone whatsoever. In fact,
if he were to set about depending on someone other than himself, whether
domestic or foreign, he would no longer have the power to legislate. He would no
longer be sovereign.
Boudin’s sovereignty is therefore completely
exclusive: In assigning to the king the role of unique legislator, it confers on
the state an unlimited power to act. As a result, a sovereign state is defined
as a state whose ruler depends on no one other than himself. This implies that
the nation is constituted as a state, and even that it is identical with the
state. For Bodin, a country may exist by reason of its history, its culture, its
identity, or its customs, but it does not exist politically except to the extent
that it is constituted as a sovereign state. Sovereignty is then the absolute
power that makes a commonwealth a political entity, itself unique and absolute.
The state must be one and indivisible, since it is nothing other than an
expression of the legislative monopoly held by the sovereign. Local autonomies
can only be admitted to the extent that they do not constrain the prince’s
authority. In fact, these autonomies will never cease to be ever more
constrained. The state thus becomes a monad, while the prince finds himself
divided from the people—which to say, placed into an isolation that borders on
solipsism.
The significance of this new theory is evident. On the one
hand, it dissociates civil society and political society, a dissociation that
political thought will make great use of at the beginning of the 18th century.
On the other hand, it lays the foundation of the modern nation-state, which is
characterized by the indivisible nature of its absolute power. With Bodin,
political theory enters, with both feet, into modernity.
According to
Bodin, sovereignty is above all inseparable from the idea of a political
society; it abolishes particular connections and loyalties and sets itself up on
the ruins of concrete communities. Implicitly, the social bond has already
turned into a governmental contract, in which only individuals are involved,
eliminating any mediation between members of society and the power of
government. This severing of the connections between prepolitical communities
and the political unit will be brought about, first, by absolute monarchy, and
then by the nation-state, which defines itself above all by its homogeneous
character, whether that homogeneity is natural (that is, cultural or ethnic) or
acquired (by relegating all collective differences to the sphere of private
life).
It is not difficult to see the religious underpinnings of this
doctrine: The way in which Bodin conceives of political power is only a profane
transposition of the absolutist way in which God exercises His own power—and the
way in which the pope rules over Christianity. This is true even though he
rejects the medieval conception of power as a simple delegation of God’s
authority. With Bodin, the prince is no longer content to hold power by “divine
right.” By giving himself the power to make and unmake laws, he is acting in the
manner of God. He constitutes, by himself, a separate whole, which dominates the
social whole as God dominates the cosmos. The same goes for the absolute
rectitude of the sovereign, which simply translates into the political realm the
attributes of the Cartesian god, who can do all that he wills but cannot will
that which is evil.
From sovereignty, it is a small, surreptitious step
to the notion of infallibility. In other words, Bodin desacralizes sovereignty
by taking it away from God, but he resacralizes it immediately in a profane
form: He leaves the monopolistic and absolute sovereignty of God in order to end
up with the monopolistic and absolute power of the state. All modernity, then in
its infancy, resides in this ambiguity: On the one hand, political power is
becoming secular; on the other, the sovereign—henceforth identical with the
state—is becoming a person endowed with an almost divine political power. This
is a perfect illustration of Carl Schmitt’s thesis that “all the pregnant
concepts of the modern theory of the state are theological concepts that have
been secularized.”
Bodin’s theory of sovereignty, however, does not imply
any particular type of regime. He prefers monarchy, because power is naturally
more concentrated in a monarchy, but he understands it as equally compatible
with the power of an aristocracy or with democracy, though the risk of dividing
power is greater in a democracy.
There is something paradoxical in this
modern formulation of sovereignty. Bodin takes pains to distinguish tyrannical
power from sovereign power but only by appealing to ideas that, objectively
speaking, constitute a limitation on sovereignty, even though he defines it as
indivisible and absolute. This limitation might reside in the prince’s need to
respect certain natural and divine laws. It might also reside in the ultimate
purpose of power, which is to serve the common good without injuring the rights
of the members of society; it might even reside in the criteria for its
legitimate exercise. This entirely theoretical bulwark against tyranny will
quickly fail, by reason of the very dynamic of absolutism.
The conception
of sovereignty that was characteristic of absolute monarchy was preserved in its
entirety by the French Revolution, which confined itself to ascribing such power
to the nation. From this comes the difficulty that the republic came up against
when it tried to reconcile the first two articles of the Declaration of the
Rights of Men, which declare the primacy of the individual’s universal rights,
with the third article, which makes the nation the sole authority to judge its
own competence.
One of the merits of a recent book by Ladan Boroumand is
to have established, on the basis of a careful examination of texts, not only
the continuity of the idea of absolute sovereignty from the ancien régime to the
Revolution but that the revolutionary affirmation of the primacy of national
sovereignty does not date from 1792 or 1793—during the rise to power of the
Jacobin Party—but to the very beginning of the movement. The key moment is
reached when the Third Estate makes its unilateral decision, in May 1789, to
undertake the process of verifying the deputies’ credentials, a decision that
launches the transformation of the Estates-General into the National Assembly
and endows the deputies with political sovereignty.
The motion proffered
by the Abbé de Siéyès, which invites the communes to proclaim themselves a
“National Assembly,” was opposed by Mirabeau’s motion, which puts forward the
alternative name, “Assembly of the People’s Representatives.” The rivalry
between the two motions uncovers a revealing difficulty in the attempt to define
the nation. At the end of the day, Siéyès’ motion will carry, while Mirabeau’s
will be rejected as injurious to the nation’s right. For Siéyès, however, the
nation is “a living body of associates under a common law,” a body that is
rigorously homogeneous in its essence and detached from every prepolitical
purpose. It is to this body, and to it alone, that sovereignty must be granted.
“The nation exists before all, it is the origin of all. Its will is always
legal, it is a law unto itself.”
On June 17, 1789, Siéyès gets the name
“National Assembly’ adopted, with the slogan that the representation of the
nation can only be “one and indivisible.” Since the General Will is regarded as
taking shape only within the legislative body, national representation is
confused with the nation. From that instant, sovereignty becomes the property of
the nation, and the sovereignty transferred to the Assembly is to be exercised
from on high. Henceforth, the nation corresponds to the area of collective
sovereignty that is incarnated in the National Assembly. Revolutionary
sovereignty, therefore, does not come originally from the electoral body but
represents a simple transfer from royal power.
The Constitution of 1791
goes still further, adding the qualification that “sovereignty is indivisible,
inalienable, and indefeasible.” However, in August 1791, in the course of the
debate that preceded the final drafting of this article, a first draft submitted
to the Assembly still attributed to sovereignty only the quality of
indivisibility. Inalienability was added at the request of Robespierre. On
September 7, Siéyès declares: “France must not be an assembly of little nations,
which would govern themselves separately as democracies; it is not a collection
of states; it is a unique whole, composed of integrating parts.” By extension,
on September 25, 1792, the French Republic is itself proclaimed “one and
indivisible.” Thus, intermediate bodies and basic forms of community life are
denied any legitimacy of their own. A year later, the Jacobin denunciation of
the “Federalist peril” will repeat this argument. Acting on the same principle,
the revolutionaries will try to make regional dialects disappear, and then they
will demand the suppression of the ancient provinces and their replacement with
geometrically equal departments.
Parallel to this, the concept of the
people receives a purely abstract definition, one that corresponds to the idea
of the nation whose priority is immediately declared. This is the necessary
condition for the people, in its turn, to be declared “sovereign.” “If as an
objective reality,” writes Ladan Boroumand,
the people could not be admitted into the sphere of the nation’s sovereignty, the metaphysical entity par excellence, its metamorphosis into an ideal being gives it the right to participate in the logic of national sovereignty without endangering the transcendent existence of the nation, which is incarnate in [the political process of] representation.
Representation, however, is itself conceived as a
principle of the unity and “indivisibility” of the people, thereby excluding the
idea of a people formed out of particular communities and distinct entities. The
idea of the nation, put forth as a unitary and transcendent being whose unity
and indivisibility are necessarily independent of any external principle, ends
up restoring the concept of the people to the point that the new idea replaces
the old, inaugurating a tradition that French law has never ceased to
perpetuate. Finally, the revolutionary conception of sovereignty makes
nationality and citizenship synonymous: From then on, there will no longer be a
French national who is not a French citizen (except when a citizen is stripped
of civil rights), nor a citizen who is not a national. The people is all the
more indivisible and unitary in that it has become a simple abstraction. This is
why France, still today, is not a federal state and cannot recognize the
existence of a Corsican or Breton people.
Thus, under the Revolution as
under the ancien régime, the same conception of sovereignty as the “absolute and
eternal power” of a republic is the source of all the rights and duties of the
citizen. The sovereignty of the Jacobins allows no more restrictions than the
sovereignty of Bodin. The revolutionaries denounce federalism in the same terms
that absolute monarchy employed, when, for example, it reproached the
Protestants for wanting to cantonize France on the model of Switzerland. They
hurl anathemas and struggle against local particularisms in the same way that
royal power tried by every means to reduce the autonomy of the feudal nobility.
To legitimate revolutionary justice, they advance the same arguments that
Cardinal Richelieu used in defending the discretionary power of the ruler. With
the Revolution, national sovereignty is in opposition to royal absolutism, not
because it rejects absolutism per se, but because it is transferring the
absolute prerogatives of the king to the nation.
“Certainly,” as Mona
Ozouf has written,
the men of the Revolution appear to break with the old world, by inventing a society of free and equal individuals. In reality, they have inherited from absolutism a concept that is much older and more constraining: the idea of national sovereignty, a transcendent mythic body that is in command of individuals. And this idea very quickly recovers its efficacy, and the absolute sovereignty of the nation comes to fill the place left vacant by the absolute sovereignty of the king. . . . The Terror itself, far from being a desperate measure dreamed up by a Republic on the point of collapse, follows logically from what they have borrowed from the Ancien Régime.
If, by all the evidence, it violates the natural
rights of individuals, the Terror does not at all violate the rights of the
nation, which, on the contrary, it intends to guarantee and preserve. “The
similarities between absolutism and Jacobinism,” writes Boroumand, “are easily
explained. If the political reflexes and expedients are, before and after 1789,
the same, it is from that fact that they are informed by the same principle: the
sovereignty of the nation.”
Thus, as Henri Mendras has observed,
What was a claim in the 16th century, became in France an absolute doctrine, an intangible principle for the monarchy during two centuries, then for the constitutions since 1791. This principle was a juridical fiction, an abstraction that was incarnate in the king as absolute prince. With the king gone, the Republic picked up the baton.
Alain de Benoist is the publisher of Krisis.